Privacy Policy

Review or download our firm’s Privacy Notice PDF file.

Elements 5 respects your right to privacy of the information that you may provide in using this website. We recognize the importance of protecting your personal information and value the trust that you place in us to safeguard it. We are committed to preserving that trust by following certain policies to maintain the confidentiality and security of your personal information. The following summarizes what information we may collect from you and how we might use that information to provide services to you.

Types of Information Elements 5 May Collect in the Normal Course of Business

• Information you provide from the use of third party subscription services offered by Elements 5 through this website, including your name, address, social security number, date of birth, income, value of assets, types of accounts, and other financial-related information
• Data from your investment and other financial accounts, including balances, securities held, transactions, and other similar types of data

In collecting this information, Elements 5 will not have the ability to transact securities or access your accounts.

How Elements 5 Uses Information That We Collect

Any and all nonpublic personal information that we receive with respect to our clients who are natural (US) persons is not shared with nonaffiliated third parties who are not service providers to Elements 5 without prior notice to and consent of such clients, unless otherwise required by law.

In the normal course of business, we may also disclose the types of nonpublic personal information identified above to non-affiliated third party service providers so they can provide professional services to Elements 5. These service providers may include, but are not limited to, our auditors, our compliance advisor, and our legal advisors.

Additionally, we may disclose your nonpublic personal information as required by law (such as to respond to a subpoena) or to satisfy a request from a regulator and/or to prevent fraud. Without limiting the foregoing, we may disclose your nonpublic personal information to governmental entities and others in connection with meeting our obligations to prevent money laundering, including, without limitation, any disclosure that may be required by the US PATRIOT Act of 2001 and its regulations.

Confidentiality and Security

We restrict access to your nonpublic personal information to those employees and agents who need to know such information in order to provide products and services to you. We maintain physical, electronic and procedural safeguards to protect your nonpublic personal information. In addition, if we choose to dispose your nonpublic personal information that we are not legally required to maintain, we will do so in a manner that reasonably protects such information from unauthorized access.